FCA Authorisation Support Made Straightforward

Navigating the complexities of FCA authorisation doesn’t have to be overwhelming.

At Grønblad, we specialise in guiding investment firms, fintechs, payments firms, and e-money firms through every step of the authorisation process.

With over 40 years of combined experience and a bespoke approach, we deliver the same expert support as larger consultancies, but at a more competitive price point. Our personalised service ensures your application is clear, complete, and aligned with the Financial Conduct Authority’s expectations.

If you’re ready to simplify your FCA authorisation journey, schedule a consultation call with us today.

Do I need to be FCA Authorised?

Becoming authorised by the FCA is a fundamental requirement for firms operating within the UK financial services sector. Whether you’re launching a new fintech product, expanding your investment services, or entering the payments and e-money market, obtaining FCA approval signals credibility, compliance, and trustworthiness. It enables you to:

  • Operate Legally within UK regulations.

  • Attract Investors and Clients who expect high standards of compliance.

  • Grow Confidently, knowing your firm meets regulatory requirements.

However, the path to authorisation can be daunting. The process requires detailed documentation, clear articulation of your business model, and comprehensive understanding of regulatory expectations. Delays or rejections can hinder your growth plans.

Simplifying the FCA Authorisation Process with Grønblad

At Grønblad, we know that each business is unique. Our tailored approach ensures your application reflects the specifics of your firm while satisfying the FCA’s rigorous standards. We manage the process end-to-end, starting with an in-depth consultation to understand your business and objectives.

We work closely with you to draft a comprehensive regulatory business plan that clearly outlines your services, governance, and compliance framework. Our team prepares all necessary forms and supporting documents, ensuring they are accurate, complete, and presented in the format the FCA expects. Once the application is ready, we handle submission through the FCA’s Connect system and liaise with the FCA’s case officers on your behalf, addressing any queries promptly to keep the process moving smoothly.

Throughout this journey, we demystify the complexities of FCA authorisation, providing clear guidance and regular updates. Our goal is to make what can be a challenging process as straightforward and stress-free as possible.

Expert Guidance from Application to Approval

Grønblad makes the FCA authorisation process clear, manageable, and efficient. Our team works closely with you to ensure every aspect of your application meets the FCA’s rigorous standards. We offer:

Tailored FCA Application Support

We handle your application from start to finish, including:

  • Initial Consultation: Understanding your business model and authorisation needs.

  • Regulatory Business Plan: Crafting a detailed plan that aligns with FCA requirements.

  • Documentation Preparation: Compiling and reviewing all necessary forms and supporting documents.

  • Submission and Liaison: Submitting the application via the FCA’s Connect system and managing communications with FCA case officers.

Common Challenges and How We Overcome Them

We understand the frustrations and concerns many firms face when pursuing FCA authorisation. The complexity of the process, combined with evolving requirements, often leaves firms feeling overwhelmed. Common pitfalls firms may face during the application process can include:

  • Time Delays: We streamline the process to avoid unnecessary delays and keep your business plans on track.

  • Rejections: Our thorough approach ensures your application meets FCA standards, minimising the risk of rejection.

  • Complexity: We simplify the intricate regulatory requirements, making them clear and actionable.

  • Compliance Requirements: We ensure your business fully aligns with FCA guidelines, avoiding regulatory scrutiny down the line.

Grønblad addresses these challenges head-on. Our experience allows us to anticipate potential pitfalls and proactively resolve them. We ensure your application is thorough, your business plan is detailed, and your senior team is well-prepared to meet FCA expectations. By partnering with Grønblad, you significantly reduce the risk of delays and rejection, allowing you to focus on growing your business with confidence.

Ready to Get Authorised by the FCA?

FCA authorisation doesn’t have to be a daunting process. With Grønblad by your side, you can navigate the complexities with clarity and confidence. Our bespoke approach ensures your application meets the highest standards, giving you the best possible chance of success.

Schedule a consultation call today and take the first step towards seamless FCA authorisation.

Why Choose Grønblad?

  • Grønblad combines the expertise of a large consultancy with the personalised attention of a boutique firm. Since 2016, we’ve built a reputation as a discreet, trusted partner for businesses worldwide. Our clients value our commitment to providing bespoke solutions, our deep regulatory knowledge, and our ability to deliver cost-effective support without compromising on quality.

    Our team’s diverse background enables us to approach each application with a comprehensive perspective, ensuring every detail is considered. Our mission is to make AML registration and compliance as smooth and straightforward as possible, allowing you to focus on your core business activities.

  • In addition to new authorisations, we support firms with:

    • Change in Control (s178 Notices): Seamless handling of ownership or control changes.

    • Variation of Permission (VOP): Adding or modifying regulated activities.

    • AML Registration Support: Ensuring your firm complies with Anti-Money Laundering regulations.

    • SM&CR Compliance: Preparing senior managers for FCA interviews (SMF1, 3, 16, 17) and ensuring fitness and propriety assessments are met.

    Need authorisation beyond the UK? We provide licensing support in:

    • Germany (BaFin): Expert native speakers to guide you through the BaFin process.

    • The Netherlands (AFM and DNB): Navigating Dutch regulatory requirements with confidence.